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Swift CSP-Assessor Exam Syllabus Topics:
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Swift Customer Security Programme Assessor Certification Sample Questions (Q74-Q79):
NEW QUESTION # 74
What type of control effectiveness needs to be validated for an independent assessment?
- A. None of the above
- B. Effectiveness is never validated only the control design
- C. Operational effectiveness needs to be validated
- D. An independent assessment is a point in time review with possible reviews of older evidence as appropriate
Answer: C
NEW QUESTION # 75
What must a Swift user implement to comply with a CSCF security control?
- A. A solution that maps the implementation guidelines described for a controls in scope components
- B. A solution that meets the control objectives and addresses the risk drivers for the in scope components)
Answer: B
Explanation:
This question addresses the implementation requirements for CSCF security controls.
Step 1: Understand CSCF Compliance
TheCSCF v2024emphasizes achieving control objectives and mitigating risk drivers for in-scope components, allowing flexibility in implementation, as perControl Objectives Overview.
Step 2: Evaluate Each Option
* A. A solution that maps the implementation guidelines described for a controls in scope componentsWhile implementation guidelines exist, strict adherence is not mandatory. TheCSCF v2024 allows custom solutions if they meet objectives.Conclusion: Incorrect.
* B. A solution that meets the control objectives and addresses the risk drivers for the in scope componentsTheCSCF v2024andSwift CSP FAQrequire solutions to align with control objectives (e.g., security, detection) and mitigate identified risks, offering flexibility in approach.Conclusion: Correct.
Step 3: Conclusion and Verification
The correct answer isB, as theCSCF v2024prioritizes meeting objectives and addressing risks over rigid guideline mapping.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Section: Control Objectives.
* Swift CSP FAQ, Section: Implementation Flexibility.
NEW QUESTION # 76
Can an internal audit department submit and approve their Swift user's attestation on the KYC-SA Swift portal?
- A. Yes, with approval from the Chief auditor
- B. Yes, providing this is agreed by the head of IT operations and the CISO
- C. No, this is never an option
- D. Yes, an internal auditor can submit the attestation for approval provided they have the appropriate credentials for switt.com. The CISO remains in charge of the approval of the attestation
Answer: C
Explanation:
This question examines whether an internal audit department can submit and approve a Swift user's attestation on the KYC-SA Swift portal.
Step 1: Understand Attestation Process
TheIndependent Assessment FrameworkandCSCF v2024require attestations to be submitted by an independent party or authorized user representative, not the internal audit department, to ensure objectivity.
Step 2: Evaluate Each Option
* A. Yes, providing this is agreed by the head of IT operations and the CISOInternal audit cannot submit or approve attestations, regardless of internal agreements, per theIndependent Assessment Framework.Conclusion: Incorrect.
* B. No, this is never an optionTheCSCF v2024andSwift CSP Compliance Guidelinesprohibit internal audit from submitting or approving attestations, as they lack independence from the audited entity.
Conclusion: Correct.
* C. Yes, an internal auditor can submit the attestation for approval provided they have the appropriate credentials for swift.com. The CISO remains in charge of the approval of the attestationIncorrect. Internal auditors cannot submit or approve, even with credentials, due to independence requirements.Conclusion: Incorrect.
* D. Yes, with approval from the Chief auditorIncorrect. Chief auditor approval does not override the independence requirement.Conclusion: Incorrect.
Step 3: Conclusion and Verification
The correct answer isB, as theCSCF v2024andIndependent Assessment Frameworkprohibit internal audit from submitting or approving attestations.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Section: Independent Assessment.
* Swift Independent Assessment Framework, Section: Attestation Submission.
* Swift CSP Compliance Guidelines, Section: Independence Requirements.
NEW QUESTION # 77
Where is the implementation of multi-factor authentication deemed sufficient to support control 4.2 compliance? (Choose all that apply.)
- A. When logging-in on an interface, a connector, or the system running such component
- B. When accessing an outsourcing agent or an L2BA Swift-related application
- C. On the General Operator PC used to access a Swift-related component
- D. When login on the jump server filtering access to local Swift secure zone
Answer: A,B,C,D
NEW QUESTION # 78
To verify the applicability of a CSCF control to a specific component, several actions may be considered.
Which one does not apply in this case?
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. Check in the CSP Policy document
- B. Open a case with SWIFT support via the case manager on swift.com if further information or solution cannot be found in the documentation
- C. Check carefully the Introduction section of the CSCF
- D. Check appendix F of the CSCF
Answer: A
Explanation:
Verifying the applicability of a CSCF control to a specific component involves consulting relevant SWIFT documentation and processes. The "Swift Customer Security Controls Framework v2025" and associated guidelines provide the framework for this determination. Let's evaluate each option:
*Option A: Check in the CSP Policy document
This does not apply. The "Swift Customer Security Controls Policy" is a high-level document outlining the CSP's objectives and requirements but does not provide detailed guidance on control applicability to specific components. Control applicability is determined by the CSCF itself (e.g., through appendices or the control matrix), not the policy document, which is more strategic than operational.
*Option B: Check appendix F of the CSCF
This applies. Appendix F of the CSCF (or a similar appendix in the v2025 version) typically includes guidance on control applicability, mapping controls to different architecture types and components. This is a standard action for assessors, as noted in the "Independent Assessment Process for Assessors Guidelines."
*Option C: Check carefully the Introduction section of the CSCF
This applies. The Introduction section of the CSCF provides an overview of the framework's scope, objectives, and how controls apply to various components, making it a relevant resource for verification.
*Option D: Open a case with SWIFT support via the case manager on swift.com if further information or solution cannot be found in the documentation This applies. If documentation does not resolve the applicability question, SWIFT support via the case manager on swift.com is a recognized escalation path, as outlined in the "Independent Assessment Framework" and SWIFT operational guidelines.
Summary of Correct answer:
Checking the CSP Policy document (A) does not apply, as it is not the appropriate resource for verifying control applicability to specific components.
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Provides applicability guidance in appendices (e.g., Appendix F) and the Introduction.
*Independent Assessment Process for Assessors Guidelines: Recommends using CSCF appendices and support channels.
*CSP_controls_matrix_and_high_test_plan_2025: Supports control applicability analysis.
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NEW QUESTION # 79
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